Research · 9 min read
The Two Federal Lists That Decide What a Pharmacy May Compound
One part of the federal regulations holds both lists. One names a handful of substances a pharmacy may compound with; the other names drug products that were pulled from the market and may not be compounded at all. Reading them is the fastest way to see how narrow the machinery really is.
Key takeaways
- Part 216 of title 21 of the Code of Federal Regulations holds both federal compounding lists, and at the issue date read here it contains only two operative sections.
- The prohibition section names drug products withdrawn or removed from the market for safety or effectiveness reasons and bars compounding them under section 503A(a) or section 503B(a).
- Entries on that list are not uniform: some are total, some are limited by route or dosage form, some carve out an exception, and a few turn on a dose or an indication.
- Read end to end, the prohibition section names no GLP-1 medication; its entries run alphabetically from adenosine phosphate to zomepirac sodium.
- Absence from the prohibition list means that prohibition does not apply. It is not an approval and not an evaluation of anything.
- The permission section names six bulk substances usable under one clause of section 503A, and five of the six carry a topical-use-only restriction.
- The same section records four substances FDA decided not to list, along with the four criteria it applies.
- The regulation states that representing a compounded drug made with a listed substance as FDA approved or endorsed causes the drug to be misbranded.
Answer first: two short lists, in one place
Part 216 of title 21 of the Code of Federal Regulations is titled Human Drug Compounding. At the issue date read here it contains exactly two operative sections, and they do opposite jobs.
One is a permission list. It names bulk drug substances that can be used in compounding under a specific clause of section 503A of the Federal Food, Drug, and Cosmetic Act.
The other is a prohibition list. It names drug products withdrawn or removed from the market for reasons of safety or effectiveness, and says those products may not be compounded under the exemptions provided by section 503A(a) or section 503B(a).
Both are short enough to read in full, which is unusual for a federal regulation and is the reason this is worth doing yourself rather than trusting a summary.
The prohibition list, and what it is for
The section opens with its own explanation. The listed products were withdrawn or removed from the market because such drug products, or components of them, have been found to be unsafe or not effective.
Then comes the operative sentence. The listed drug products may not be compounded under the exemptions provided by section 503A(a) or section 503B(a) of the Act.
That covers both kinds of compounder in one line. A pharmacy compounding for an identified patient and an outsourcing facility making batches are both inside the same prohibition.
The purpose is easy to state. Section 503A and section 503B are exemptions from requirements that ordinarily apply to drugs, and this list stops those exemptions being used to bring back something the market already rejected.
How the entries are actually written
The list is not a list of molecules with a blanket ban attached. Read the entries and you find three different shapes.
Most are total. The entry for cisapride reads: all drug products containing cisapride. Same for rofecoxib, terfenadine, phenacetin and many others.
Some are limited by route or dosage form. Chloramphenicol is listed as all oral drug products containing chloramphenicol. Butamben is listed for all parenteral products. Trichloroethane is listed for all aerosol products intended for inhalation.
Some carve out an exception in the entry itself. Bromfenac sodium is listed except for ophthalmic solutions. Gatifloxacin and suprofen carry the same ophthalmic exception. Nitrofurazone is listed except for topical products formulated for dermatologic application.
And a few turn on an amount. Reserpine is listed for oral dosage forms containing more than one milligram. Diethylstilbestrol is listed for oral and parenteral products containing twenty-five milligrams or more per unit dose.
One entry is written by indication rather than by product. Bromocriptine mesylate is listed for the prevention of physiological lactation, not generally.
No GLP-1 medication appears on it
This is the question most readers actually arrive with, so here is the answer with its scope attached.
The prohibition section was read end to end at the issue date cited below. Its entries run alphabetically, opening with adenosine phosphate and closing with zomepirac sodium.
Across that whole span, no entry names semaglutide, tirzepatide, liraglutide, exenatide or dulaglutide. No entry names a GLP-1 receptor agonist by class either.
What that does and does not settle is worth being exact about. It means the specific prohibition in this section does not reach those substances. It says nothing about whether any other rule does, and it is not a statement that a compounded version is approved, endorsed or checked.
It also decays. A list published by rulemaking changes by rulemaking, and the only current version is the one on the page cited below on the day you read it.
The permission list is very short
The other section handles the opposite case, and its brevity is the point.
It names bulk drug substances that can be used in compounding under section 503A(b)(1)(A)(i)(III) of the Act. The regulation numbers them (1) through (6).
The first is Brilliant Blue G, also known as Coomassie Brilliant Blue G-250. Then cantharidin, for topical use only. Then diphenylcyclopropenone, for topical use only.
Then N-acetyl-D-glucosamine, for topical use only. Then squaric acid dibutyl ester, for topical use only. And last, thymol iodide, for topical use only.
Five of the six carry a route restriction written into the entry. That restriction is part of the listing, not a footnote to it.
The regulation also names what it turned down
This is the unusual part, and it is useful to anyone reading a marketing claim about an ingredient.
The same section states that after balancing its criteria, FDA determined that four named substances will not be included on the permission list. The regulation numbers them (1) through (4): oxitriptan, piracetam, silver protein mild and tranilast.
So the regulation records both a yes and a no, in the same place, with the criteria printed between them.
Those criteria are four. The physical and chemical characterization of the substance. Any safety issues raised by its use in compounded drug products. The available evidence of effectiveness or lack of effectiveness, if any such evidence exists. And historical use in compounded drug products, including the conditions it has been used to treat and any references in peer-reviewed medical literature.
Being on a list is not an approval, and the regulation says so
The permission section closes with a paragraph that reads like it was written in response to marketing, because it plainly was.
Based on evidence currently available, the regulation states, there are inadequate data to demonstrate the safety or efficacy of any drug product compounded using any of the listed substances. The same sentence adds that the data are also inadequate to establish general recognition of the safety or effectiveness of any such product.
Then the consequence. Take a compounded drug made with a bulk drug substance on this list. Any person who represents it as FDA approved, or otherwise endorsed by FDA generally or for a particular indication, will cause the drug to be misbranded.
That is as direct as a regulation gets. Appearing on a federal list is not approval, and saying otherwise is itself a violation.
Carry the same reading over to the prohibition list. Absence from it means the specific prohibition does not apply. It is not a clearance, and nobody has evaluated anything by leaving it out.
How to use this when you are reading a seller
Start by noticing which list a claim is reaching for. A claim about an ingredient being listed points at the permission section; a claim about a product being allowed usually points at the absence of a prohibition.
Check the claim against the actual text rather than a paraphrase, because both lists are short and the entries carry conditions. A route restriction, a dose threshold or an ophthalmic exception changes what a listing means.
Treat the word approved as a red flag next to either list. The regulation says representing a compounded drug made from a listed substance as FDA approved or endorsed causes misbranding.
And keep the two questions separate, the way the rules do. Whether a substance may lawfully be compounded with is one question. Whether any particular batch is what its label says is a different one, and no list answers it.
Sources
- 21 CFR 216.24 — Drug products withdrawn or removed from the market for reasons of safety or effectivenessThe introductory sentence stating that the listed drug products were withdrawn or removed from the market because such products or components of them have been found to be unsafe or not effective, and the operative sentence that the listed products may not be compounded under the exemptions provided by section 503A(a) or section 503B(a) of the Federal Food, Drug, and Cosmetic Act. The alphabetical span of the list, opening with adenosine phosphate and closing with zomepirac sodium. The individual entries quoted or described here: cisapride as all drug products containing cisapride; chloramphenicol as all oral drug products; butamben as all parenteral drug products; trichloroethane as all aerosol drug products intended for inhalation; bromfenac sodium except ophthalmic solutions; gatifloxacin except ophthalmic solutions; suprofen except ophthalmic solutions; nitrofurazone except topical products formulated for dermatologic application; reserpine for oral dosage forms containing more than 1 milligram; diethylstilbestrol for oral and parenteral products containing 25 milligrams or more per unit dose; and bromocriptine mesylate for prevention of physiological lactation. Also the basis for the absence statement: the section was read in full and contains no entry naming semaglutide, tirzepatide, liraglutide, exenatide or dulaglutide, and no entry naming the GLP-1 receptor agonist class. The section carries the source note 81 FR 69676, October 7, 2016, as amended at 83 FR 63573, December 11, 2018.
- 21 CFR 216.23 — Bulk drug substances that can be used to compound drug products in accordance with section 503A of the Federal Food, Drug, and Cosmetic ActParagraph (a) for the six substances that can be used in compounding under section 503A(b)(1)(A)(i)(III), numbered (1) through (6) in the regulation: Brilliant Blue G, also known as Coomassie Brilliant Blue G-250; cantharidin (for topical use only); diphenylcyclopropenone (for topical use only); N-acetyl-D-glucosamine (for topical use only); squaric acid dibutyl ester (for topical use only); and thymol iodide (for topical use only). Paragraph (b) for the statement that after balancing the criteria in paragraph (c), FDA determined that four substances, numbered (1) through (4), will not be included on the list: oxitriptan, piracetam, silver protein mild and tranilast. Paragraph (c) for the four evaluation criteria — physical and chemical characterization of the substance; any safety issues raised by its use in compounded drug products; the available evidence of effectiveness or lack of effectiveness, if any such evidence exists; and historical use in compounded drug products including the medical conditions treated and any references in peer-reviewed medical literature. Paragraph (d) for the statement that based on evidence currently available there are inadequate data to demonstrate the safety or efficacy of any drug product compounded using any listed substance, or to establish general recognition of safety or effectiveness, and that any person representing such a compounded drug as FDA approved or otherwise endorsed by FDA generally or for a particular indication will cause the drug to be misbranded under section 502(a) or 502(bb). The section carries the source note 84 FR 4710, February 19, 2019. The part's own authority note cites 21 U.S.C. 351, 352, 353a, 353b, 355 and 371.
Frequently asked questions
Is there a federal list of drugs that may not be compounded?
Yes. One section of part 216 of title 21 of the Code of Federal Regulations lists drug products withdrawn or removed from the market. The stated reason is that those products, or components of them, have been found to be unsafe or not effective. The section says the listed products may not be compounded under the exemptions provided by section 503A(a) or section 503B(a) of the Act. That single sentence binds compounding pharmacies and outsourcing facilities alike.
Is any GLP-1 medication on that list?
No. The section was read end to end at the issue date cited on this page, and its entries run alphabetically from adenosine phosphate to zomepirac sodium. Across that whole span, no entry names semaglutide, tirzepatide, liraglutide, exenatide or dulaglutide, and none names the class. That establishes only that this particular prohibition does not reach them. It is not an approval, an endorsement, or a statement that anything was evaluated.
Are the entries on the prohibition list blanket bans?
Not all of them. Many read as all drug products containing a named substance. Others are limited by route or dosage form, such as oral chloramphenicol products or parenteral butamben products. Several carry an exception inside the entry, such as bromfenac sodium except ophthalmic solutions. A few turn on an amount, such as oral reserpine products containing more than one milligram. One is written by indication: bromocriptine mesylate for the prevention of physiological lactation.
What is on the permission list?
Six substances, numbered (1) through (6) in the regulation, that can be used in compounding under section 503A(b)(1)(A)(i)(III). They are Brilliant Blue G, also known as Coomassie Brilliant Blue G-250, and cantharidin, for topical use only. Then diphenylcyclopropenone and N-acetyl-D-glucosamine, both for topical use only. Then squaric acid dibutyl ester and thymol iodide, also both for topical use only.
Does a substance appearing on a federal list mean FDA approved it?
The regulation answers this itself, and the answer is no. It states that based on evidence currently available there are inadequate data to demonstrate the safety or efficacy of any drug product compounded using any listed substance. The same sentence says the data are also inadequate to establish general recognition of safety or effectiveness. It then states that anyone representing such a compounded drug as FDA approved, or otherwise endorsed by FDA, will cause the drug to be misbranded.
Why does a prohibition list exist at all?
Sections 503A and 503B are exemptions from requirements that would otherwise apply to a drug. Without a prohibition, a product that had been withdrawn or removed from the market for safety or effectiveness reasons could reappear through a compounder operating under one of those exemptions. The list closes that route, and it does so for both section 503A(a) and section 503B(a) in the same sentence.
Does FDA record substances it decided against listing?
In this regulation, yes. The same section states that after balancing its criteria, FDA determined that four named substances will not be included on the permission list: oxitriptan, piracetam, silver protein mild and tranilast. The four criteria are printed in the section as well. They are physical and chemical characterization, safety issues raised by use in compounded products, available evidence of effectiveness or lack of it, and historical use including conditions treated and peer-reviewed literature.