Research · 5 min read
What Puffery Is, and Where a Claim Stops Being It
Sellers are allowed some latitude to praise their own goods. The line is not how loud the language is. It is whether ordinary consumers take it seriously as a statement of fact.
Key takeaways
- Puffery is defined by consumer reaction — statements ordinary consumers do not take seriously — and the same document says exaggerated claims that are taken seriously are actionable.
- The Commission rejected a puffery defense for the phrase electronic miracle because, in the context of the surrounding claims, it gave added credence to a superiority message.
- Correctly stated opinions are generally left alone, with three named exceptions: not honestly held, misrepresenting the holder's qualifications or the opinion's basis, or reasonably read as implied statements of fact.
- A footnote states that representations of expert opinion will generally be regarded as representations of fact, which is why an attributed clinical voice is treated differently.
- An older formulation the statement quotes sets the outer edge: latitude to puff, but no authority to assign to goods benefits they do not possess.
- The substantiation policy statement sorts claims by whether they are objective assertions, and requires a reasonable basis for those before they are disseminated.
Answer first: the category is defined by the reader's reaction, not by the vocabulary
Puffery is the name for advertising language that nobody is expected to treat as a factual assertion. The FTC's deception policy statement describes the Commission's posture towards it in one sentence: the Commission generally will not pursue cases involving obviously exaggerated or puffing representations, that is, those that the ordinary consumers do not take seriously.
The definition is doing more work than it looks. It does not say that superlatives are safe, or that opinion words are safe, or that a phrase is safe because it would be absurd if read literally. It says the category is defined by whether ordinary consumers take the statement seriously.
The statement makes the consequence explicit in the next line. Some exaggerated claims, however, may be taken seriously by consumers and are actionable.
So puffery is not a shield you can build out of word choice. It is a description of an effect. If the effect is that people believe something specific about the product, the language has left the category, whatever it sounded like.
The Commission's own example of a phrase that failed the test
The policy statement does not leave this abstract. It reproduces a passage in which the Commission rejected a puffery defense, and it is worth reading exactly as printed, because the reasoning is the whole point.
The advertiser had described a television antenna as an electronic miracle and argued the phrase was puffery. The Commission answered: although not insensitive to respondent's concern that the term miracle is commonly used in situations short of changing water into wine, we must conclude that the use of electronic miracle in the context of respondent's grossly exaggerated claims would lead consumers to give added credence to the overall suggestion that this device is superior to other types of antennae.
Two things in that sentence decide it. The first is in the context of, which means the phrase was not judged alone. The second is added credence, which means the question was not whether anyone believed a miracle had occurred but whether the word moved the weight consumers gave to a superiority message that the rest of the advertisement was already making.
That is the practical form of the test. A word that would be harmless standing by itself can be the word that makes a surrounding factual claim more believable, and at that point it is contributing to a claim rather than decorating one.
Opinions, and the two ways an opinion becomes actionable
Puffery sits next to a related category the statement treats separately. Certain practices are unlikely to deceive consumers acting reasonably, and the Commission says it generally will not bring advertising cases based on subjective claims — taste, feel, appearance, smell — or on correctly stated opinion claims if consumers understand the source and limitations of the opinion.
Then it names the exceptions. Claims phrased as opinions are actionable if they are not honestly held, if they misrepresent the qualifications of the holder or the basis of his opinion, or if the recipient reasonably interprets them as implied statements of fact.
The third of those is the one that matters most on a health page, and a footnote to the statement explains why. At common law, a consumer can generally rely on an expert opinion, and for this reason, representations of expert opinion will generally be regarded as representations of fact.
So the same words carry different weight depending on who is speaking. An enthusiastic adjective in a brand's own voice and the same adjective attributed to a clinician are not the same object under this analysis, because the second is likely to be read as a factual representation.
Two older formulations the statement chose to quote
The policy statement's footnotes carry two definitions that show where the boundary was set long before the internet, and it prints both rather than synthesizing them.
The first is from the Pfizer matter: there is a category of advertising themes, in the nature of puffing or other hyperbole, which do not amount to the type of affirmative product claims for which either the Commission or the consumer would expect documentation. The test there is expectation of documentation. If a reasonable consumer would expect the seller to be able to prove it, it is not in the category.
The second is from the Wilmington Chemical matter, and it is the sharper one. The term puffing refers generally to an expression of opinion not made as a representation of fact. A seller has some latitude in puffing his goods, but he is not authorized to misrepresent them or to assign to them benefits they do not possess. Statements made for the purpose of deceiving prospective purchasers cannot properly be characterized as mere puffing.
Read together, those two do most of the work. Latitude exists. It runs out at assigning benefits the product does not possess. And a statement made in order to deceive does not enter the category at all, regardless of how it is phrased.
Why the substantiation rule narrows the space further for a health page
The advertising substantiation policy statement approaches the same boundary from the other side, and its formulation is the one that matters most for anything sold on a health benefit.
It states the underlying requirement: advertisers and advertising agencies must have a reasonable basis for advertising claims before they are disseminated. It then defines the claims that requirement reaches. The Commission enforces the requirement that advertisers substantiate express and implied claims, however conveyed, that make objective assertions about the item or service advertised.
Objective assertions is the operative phrase, and the statement explains what follows from it. Objective claims for products or services represent explicitly or by implication that the advertiser has a reasonable basis supporting these claims. Those representations of substantiation are material to consumers — consumers would be less likely to rely on claims if they knew the advertiser did not have a reasonable basis for believing them to be true.
The statement then draws the line that ends the analysis: a firm's failure to possess and rely upon a reasonable basis for objective claims constitutes an unfair and deceptive act or practice in violation of Section 5 of the Federal Trade Commission Act.
The consequence is a two-part sort rather than a spectrum. A statement is either an objective assertion, in which case a reasonable basis had to exist before it was published, or it is not, in which case the puffery and opinion categories are available. Nothing sits comfortably in between, and the sorting is done by how consumers read the statement rather than by how the seller labeled it.
Reading a marketing page with the boundary in mind
The useful move is to translate each phrase into the question the documents actually ask, which is not is this exaggerated but would an ordinary reader in this audience expect the seller to be able to prove it.
A phrase about how a product feels or looks generally sits inside the subjective category the statement names. A phrase that describes an outcome, a rate, a comparison, or a mechanism generally does not, no matter how casual the wording. And a phrase that would be soft on its own can still be doing work, because the antenna passage judged the word in the context of the surrounding claims rather than in isolation.
Two limits on all of this are worth keeping. First, this describes when the Commission generally will not pursue a case, which is a statement about enforcement posture, not a grant of permission. Second, none of it decides whether any particular page is lawful. That is a determination on a specific record, and nothing here asserts or predicts one about anyone.
Sources
- FTC Policy Statement on Deception — Part III and footnotes 40 to 42That the Commission generally will not pursue cases involving obviously exaggerated or puffing representations, defined as those ordinary consumers do not take seriously, and that some exaggerated claims may be taken seriously and are actionable; the quoted Jay Norris passage on the phrase electronic miracle, including the reasoning about context and added credence to a superiority suggestion; that the Commission generally will not bring cases based on subjective claims of taste, feel, appearance or smell, or on correctly stated opinion claims where consumers understand the source and limitations; the three exceptions for opinions not honestly held, opinions misrepresenting the holder's qualifications or basis, and opinions reasonably read as implied statements of fact; the footnote stating that representations of expert opinion will generally be regarded as representations of fact; and the quoted Pfizer and Wilmington Chemical formulations of puffing.
- FTC Policy Statement Regarding Advertising Substantiation — The Reasonable Basis RequirementThat advertisers and advertising agencies must have a reasonable basis for advertising claims before they are disseminated; that the requirement reaches express and implied claims, however conveyed, that make objective assertions about the item or service advertised; that objective claims represent explicitly or by implication that the advertiser has a reasonable basis and that those representations are material to consumers; and that failure to possess and rely upon a reasonable basis for objective claims constitutes an unfair and deceptive act or practice in violation of Section 5.
Frequently asked questions
What is puffery?
It is advertising language that ordinary consumers do not take seriously as a factual statement. The FTC's deception policy statement says the Commission generally will not pursue cases involving obviously exaggerated or puffing representations, defining them as those that the ordinary consumers do not take seriously. It adds immediately that some exaggerated claims may be taken seriously and are actionable.
Does using an obviously extravagant word make a statement safe?
Not on its own. The policy statement reproduces the Commission's rejection of a puffery defense for describing an antenna as an electronic miracle, on the reasoning that in the context of the surrounding grossly exaggerated claims the phrase would lead consumers to give added credence to the overall suggestion of superiority. The phrase was judged in context, not alone.
Are opinions actionable?
The statement says the Commission generally will not bring cases based on subjective claims about taste, feel, appearance or smell, or on correctly stated opinion claims if consumers understand the source and limitations of the opinion. It then names three exceptions: opinions not honestly held, opinions that misrepresent the qualifications of the holder or the basis of the opinion, and opinions the recipient reasonably interprets as implied statements of fact.
Why does it matter who is speaking?
A footnote to the statement explains that at common law a consumer can generally rely on an expert opinion, and that for this reason representations of expert opinion will generally be regarded as representations of fact. The same adjective in a brand's own voice and in a clinician's voice are therefore not equivalent under this analysis.
Is there a definition that draws the outer edge?
The statement quotes one from an older Commission matter: puffing refers generally to an expression of opinion not made as a representation of fact; a seller has some latitude in puffing his goods, but he is not authorized to misrepresent them or to assign to them benefits they do not possess; and statements made for the purpose of deceiving prospective purchasers cannot properly be characterized as mere puffing.
How does this interact with the requirement to have proof?
The advertising substantiation policy statement requires a reasonable basis, before dissemination, for express and implied claims however conveyed that make objective assertions about the product or service. It states that failure to possess and rely upon a reasonable basis for objective claims is an unfair and deceptive act or practice under Section 5. Whether a phrase is an objective assertion is therefore the question that decides which regime applies.